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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
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Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 6.8.5



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG may execute a series of TransactionsG on behalf of a ClientG within the same trading day or within such other period as may be agreed in writing by the ClientG , to achieve one investment decision or objective, or to meet TransactionsG which it has aggregated.
(2) If the Authorised FirmG does so, it may determine a uniform price for the TransactionsG executed during the period, calculated as the weighted average of the various prices of the TransactionsG in the series.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]