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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 6.5.3 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. A non-market price TransactionG is a TransactionG where the dealing rate or price paid by the Authorised FirmG or its ClientG differs from the prevailing market rate or price to a material extent or the Authorised FirmG or its ClientG gives materially more or less in value than it receives in return.
2. In general, Authorised FirmsG should undertake transactions at the prevailing market price. Failure to do this may result in an Authorised FirmG participating, whether deliberately or unknowingly, in the concealment of a profit or loss, or in the perpetration of a fraud.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]