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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 6.5.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG must not enter into a non-market price TransactionG in any capacity, with or for a ClientG , unless it has taken reasonable steps to ensure that the TransactionG is not being entered into by the ClientG for an improper purpose.
(2) The requirement in (1) does not apply in relation to a non-market price TransactionG subject to the Rules of an Authorised Market InstitutionG or regulated exchange.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]