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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 5.8.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Trust Service ProviderG must ensure that all transactions or decisions entered into, taken by or on behalf of ClientsG are properly authorised and handled by PersonsG with an appropriate level of knowledge, experience, qualifications and status according to the nature and status of the transactions or decisions involved (this applies also to decisions taken by trustees who are recommended by, but not employed by, a Trust Service ProviderG ).

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]