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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 5.7.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where the Trust Service ProviderG seeks the advice of a third party in connection with a Client'sG affairs, for example to advise on or manage investments, the Trust Service ProviderG must record the criteria for selection of the adviser and the reasons for the selection made.

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]