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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Jul 1 2008 onwards

COB 5.5.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

While a Trust Service ProviderG may have a single PersonG with overall responsibility, at least another PersonG must have the skills and experience to be able to run the business of the Trust Service ProviderG in the absence of the senior PersonG and must be in a position to challenge the actions of the senior PersonG where they consider that those actions may be contrary to the provisions of DIFC Laws, Rules or Regulations or any other applicable legislation, may not be in the interests of the ClientG , or may be contrary to sound business principles.

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]