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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Conduct of Business Module (COB) [VER32/02-19]
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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 3.6.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of COB Rule 3.6.1, the six year period commences:

(a) in the case of the requirement in COB Rule 3.6.1(a), from the date on which the marketing material was last provided to a PersonG ;
(b) in the case of the requirement in COB Rule 3.6.1(b) to (d), from the date the ClientG ceases to be a ClientG of the Authorised FirmG ; and
(c) in the case of the requirement in COB Rule 3.6.1(e), from the date on which the relevant inducements were last received.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]