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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
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DFSA Codes of Practice
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Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 3.5.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

When a COB Rule applies to an Authorised FirmG that acts with knowledge, the Authorised FirmG will not be taken to act with knowledge for the purposes of that Rule as long as none of the relevant individuals involved for on behalf of the Authorised FirmG acts with that knowledge as a result of a Chinese WallG arrangement established under COB Rule 3.5.1(2)(a).

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]