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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 3.3.3



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

If the Client AgreementG provided to a Retail ClientG allows an Authorised FirmG to amend the Client AgreementG without the Client'sG prior written consent, the Authorised FirmG must give at least 14 days notice to the ClientG before providing a Financial ServiceG to that ClientG on any amended terms, unless it is impracticable to do so.

Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]