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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Jul 1 2008 onwards

COB 3 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. The Rules in this chapter give support to the PrinciplesG in GEN section 4.2 and in particular PrinciplesG 1, 2, 6 and 7.
2. There are additional Rules that apply to Authorised FirmsG in other chapters of this module, which are more specific to the nature of the Financial ServiceG conducted by the Authorised FirmG .
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]