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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Rulebook Modules
Collective Investment Rules (CIR) [VER22/02-17]
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Collective Investment Rules (CIR) [VER22/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
Part 1 Introduction
CIR 1 Application and Interpretation
Part 2 Definitional Provisions
Guidance
CIR 2 Arrangements not Constituting a Collective Investment Fund
CIR 3 Specialist Classes of Funds
CIR 4 Excluded Offers
Part 3 Fund Functionaries
CIR 5 Fund Administrators
CIR 6 External Fund Managers and External Funds
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
CIR 7 Constitution
CIR 8 Management and Operation of A Fund
CIR 9 Accounting, Audit and Periodic Reporting of a Fund
Part 5 Rules Specific to Different Types of Domestic Funds
Guidance
CIR 10 Requirements Specific to Public Funds
CIR 11 [Deleted]
CIR 12 Requirements Specific to Exempt Funds
CIR 12A Requirements Specific to Qualified Investor Funds
Part 6 Rules Specific to Specialist Classes of Domestic Funds
Guidance
CIR 13 Additional Requirements for Specialist Funds
Part 7 Marketing of Domestic and Foreign Funds
Guidance
CIR 14 Marketing of Domestic Funds and Prospectus Disclosure
CIR 15 Marketing of Foreign Funds
Part 8 Transfer Schemes and Winding Up of Domestic Funds
CIR 16 Transfer Schemes Relating to Doemstic Funds
CIR 17 Winding Up of Domestic Funds
Part 9: [Deleted]
CIR 18 [Deleted]
CIR App 1 Delegation And Outsourcing
CIR A1.1 Application
CIR A1.2 Mandatory Provisions
CIR A1.3 Provisions Relating to Eligible Custodians
CIR A1.4 Provisions Relating to Fund Administration
CIR App 2 Meeting Procedures
CIR A2.1 Nomination of a Chair
CIR App 3 Approvals and Notifications
CIR A3.1 Alterations to a Fund
CIR App 4 Guidance On Asset Valuation And Pricing
CIR App 4 Guidance
CIR App 5 Constitution of a Domestic Fund
CIR A5.1 Contents of Constitution
CIR App 6 Guidance on Fitness and Propriety for Oversight Functions [Deleted]
CIR App 6 Guidance [Deleted]
CIR App 7 Public Fund Prospectus Disclosure
CIR A7.1 Mandatory Contents of a Prospectus of a Public Fund
CIR App 8 Guidance for Hedge Fund Managers