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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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  Versions
(1 version)
 
Jul 1 2008 onwards

Execution — Only Transaction



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A TransactionG executed by an Authorised FirmG upon the specific instructions of a ClientG where the Authorised FirmG does not give advice of the kind prescribed under GEN Rule 2.11.1 in relation to the TransactionG and where, in the case only of UnitsG , the Authorised FirmG has not OfferedG those particular UnitsG to that PersonG .

[Added] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]