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FER 4.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A PersonG filing a ProspectusG or other document with the DFSAG , for approval in accordance with Rule 2.4.1(i)(iii), section 2.6, section 2.7, section 6.3 or Rule 9.7.4 of MKT must pay to the DFSAG the applicable fee in the table in (2).
(2) This is the table referred to in (1):
Filing event Equity Securities Non-Equity Securities
Prospectus or equivalent document $35,000 $10,000
Registration Statement $27,500 $7,500
Securities Note and Summary $7,500 $2,500
Supplementary Prospectus $2,000 $2,000
Programme update n/a $8,000
Any other document which is required by the Markets Law
or Markets Rules to be approved by the DFSAG
$5,000 $3,000
(3) In (2), "equity securities" means SharesG , CertificatesG over SharesG and WarrantsG over SharesG , and "non-equity securities" means all other SecuritiesG .
(4) The fee payable under (1) must be paid to the DFSAG before the filing of the ProspectusG or other document.
(5) A ProspectusG or other document will not be considered to have been properly filed until the fee payable under (1) has been paid to the DFSAG .

Derived from DFSA RM52/2007 (Made 1st December 2007). [VER1/12-07]
[Amended] DFSA RM83/2011 (Made 30th November 2011). [VER5/11-11]
[Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]