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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Fees Module (FER) [VER20/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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FER 2.7.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG applying to the DFSA:

(a) for Authorised IndividualG status for an individual;
(b) to amend an Authorised Individual's authorisation to include a new Licensed FunctionG ; or
(c) to substitute one Authorised IndividualG for another performing a particular Licensed FunctionG in the Authorised FirmG ,

must pay to the DFSAG an application fee of $500 for each Authorised IndividualG for whom it is seeking authorisation; to amend the scope of his authorisation; or to substitute as an Authorised IndividualG (as the case may be).

[Added] DFSA RM145/2014 (Made 1st January 2015). [VER9/01-15]
[Amended] DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]