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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Ancillary Service Providers Module (ASP) [VER8/02-11]
Anti Money Laundering Module (AML) [VER7/02-11]
Authorised Market Institutions (AMI) [VER10/02-11]
Collective Investment Rules (CIR) [VER13/07-10]
Conduct of Business Module (COB) [VER19/07-10]
Designated Non-Financial Business and Professions Module (DNF) [VER1/06-11]
Enforcement Module (ENF) [VER3/07-10]
Fees Module (FER) [VER4/07-10]
General Module (GEN) [VER27/02-11]
Glossary Module (GLO) [VER25/06-11]
Islamic Finance Rules (IFR) [VER3/02-11]
Offered Securities Rules (OSR) [VER16/10-11]
Price Stabilisation Module (PRS) [VER3/07-10]
Prudential — Insurance Business Module (PIN) [VER11/02-11]
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER18/02-11]
Recognition (REC) [VER5/11-08]
Representative Office Module (REP) [VER3/02-11]
Takeover Rules Module (TKO) [VER4/01-09]
Archive
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Tailored Handbooks for Islamic Finance
Media Releases
Notices
Regulatory Appeals Committee
Financial Markets Tribunal

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Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Fees Module (FER) [VER4/07-10]
ENF A4.1 Diagram of process followed by the DFSA when considering the imposition of a fine FER 1 Introduction
  Versions
(2 versions)
  
Nov 25 2009 - Jul 10 2010Jul 11 2010 onwards

Fees Module (FER) [VER4/07-10]
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Contents:
FER 1 Introduction
FER 1.1 Application
FER 1.2 General provisions
FER 2 Application Fees
FER 2.1 Application for a Licence
FER 2.2 Application to carry on additional Financial Services
FER 2.3 Application to register as an Auditor
FER 2.4 Application to register a Public Fund
FER 2.5 [deleted]
FER 2.6 Application for Recognition
FER 2.7 Application for registration as an Ancillary Service Provider
FER 2.8 Application to add a new cell to an existing PCC
FER 3 Periodic Fees
FER 3.1 Authorised Firms (initial period)
FER 3.2 Authorised Firms (subsequent periods)
FER 3.3 Authorised Market Institutions (initial period)
FER 3.4 Authorised Market Institutions (subsequent periods)
FER 3.5 Auditors (initial period)
FER 3.6 Auditors (subsequent periods)
FER 3.7 Ancillary Service Providers (initial period)
FER 3.8 Ancillary Service Providers (subsequent periods)
FER 3.9 Domestic Funds (initial period)
FER 3.10 Domestic Funds (subsequent periods)
FER 4 Filing Fees
FER 4.1 Filing a Prospectus or Issue Note
FER 4.2 Filing an appeal to the Regulatory Appeals Committee
FER 5 Takeover Fees
FER 5.1 Bid Documents