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2007
RM43/2007 Miscellaneous Amendments (International Standards) Rules Instrument 2007
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  Versions
(1 version)
 
Jun 1 2007 onwards

RM43/2007 Miscellaneous Amendments (International Standards) Rules Instrument 2007



The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

Commencement

This instrument shall come into force on the 1st June 2007.

Amendments to Modules

(1) The Offered Securities Rules Module (OSR) — OSR/VER7/02-07 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER8/06-07.
(2) The Collective Investment Rules Module (CIR) — CIR/VER4/02-07 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER5/06-07.
(3) The Supervision Module (SUP) — SUP/VER4/06-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — SUP/VER5/06-07.
(4) The Conduct of Business Module (COB) — COB/VER8/02-07 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER9/06-07.
(5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER8/02-06 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER9/06-07.
(6) The Authorisations Module (AUT) — AUT/VER7/02-07 is amended in accordance with Annex F to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER8/06-07.
(7) The Authorised Market Institutions Module (AMI) — AMI/VER2/09-05 is amended in accordance with Annex G to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER3/06-07.
(8) The General Module (GEN) — GEN/VER13/02-07 is amended in accordance with Annex H to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER14/06-07.
(9) The Prudential — Insurance Business Module (PIN) — PIN/VER4/02-07 is amended in accordance with Annex I to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER5/06-07.
(10) The Ancillary Service Providers Module (ASP) — ASP/VER4/02-07 is amended in accordance with Annex J to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER5/06-07.
(11) The Anti Money Laundering Module (AML) — AML/VER2/01-06 is amended in accordance with Annex K to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER3/06-07.
(12) The Glossary Module (GLO) — GLO/VER13/02-07 is amended in accordance with Annex L to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER14/06-07.

Citation

(13) This instrument may be cited as the Miscellaneous Amendments (International Standards) Rules Instrument 2007.

By Order of the Board
Mr Abdullah Saleh
Chairman

May 2007
RM 43/2007

Click here to download Annex A in PDF format.

Click here to download Annex B in PDF format.

Click here to download Annex C in PDF format.

Click here to download Annex D in PDF format.

Click here to download Annex E in PDF format.

Click here to download Annex F in PDF format.

Click here to download Annex G in PDF format.

Click here to download Annex H in PDF format.

Click here to download Annex I in PDF format.

Click here to download Annex J in PDF format.

Click here to download Annex K in PDF format.

Click here to download Annex L in PDF format.