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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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Consultation Papers
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Financial Markets Tribunal

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(2 versions)
Mar 1 2010 - Dec 22 2012Dec 23 2012 onwards

IFR 4.5.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

Past version: effective from Mar 1 2010 - Dec 22 2012.
To view other versions open the versions tab on the right.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised PersonG must take reasonable steps to ensure that it and its Employees:

(a) provide such assistance as the auditor reasonably requires to discharge its duties;
(b) give the auditor right of access at all reasonable times to relevant records and information;
(c) do not interfere with the auditor's ability to discharge its duties;
(d) do not provide false or misleading information to the auditor; and
(e) report to the auditor of any matter which may significantly affect the financial position of the Authorised PersonG .
Derived from DFSA RM69/2010 (Made 1st March 2010). [VER1/03-10]