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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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AML 13.3.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant PersonG must ensure that where the Relevant Person'sG MLROG receives a notification under AML Rule 13.2.2, the MLROG , without delay:

(a) inquires into and documents the circumstances in relation to which the notification made under AML Rule 13.2.2 was made;
(b) determines whether in accordance with Federal AML legislation a Suspicious Activity Report must be made to the FIU and documents such determination;
(c) if required, makes a Suspicious Activity Report to the FIU as soon as practicable; and
(d) notifies the DFSAG of the making of such Suspicious Activity Report immediately following its submission to the FIU.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
[Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]
[Amended] DFSA RM258/2019 (Made 26th June 2019). [VER16/07-19]