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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Dec 9 2012 - Dec 31 2014Jan 1 2015 onwards

PIB 9.3.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG which carries on business in or from the DIFCG through a BranchG may apply to the DFSAG for a global liquidity concession.
(2) An application for a global liquidity concession must be made in accordance with the requirements in section PIB A9.1 of App9.
(3) If the DFSAG grants a global liquidity concession to an Authorised FirmG , that Authorised FirmG need not comply with all or any of the requirements of this section as specified by the DFSAG in the concession.
(4) The DFSAG may specify the period for which a global liquidity concession is valid.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]