Dubai financial services authority
Home   Browse contents   View updates   Search  
     Quick search
Go
   

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Ancillary Service Providers Module (ASP) [VER7/09-08]
Anti Money Laundering Module (AML) [VER6/01-10]
Authorisation Module (AUT) [VER13/07-10]
Authorised Market Institutions (AMI) [VER9/03-10]
Collective Investment Rules (CIR) [VER13/07-10]
Conduct of Business Module (COB) [VER19/07-10]
Enforcement Module (ENF) [VER3/07-10]
Fees Module (FER) [VER4/07-10]
General Module (GEN) [VER26/07-10]
Glossary Module (GLO) [VER23/07-10]
Islamic Finance Rules (IFR) [VER2/07-10]
Offered Securities Rules (OSR) [VER15/07-10]
Price Stabilisation Module (PRS) [VER3/07-10]
Prudential — Insurance Business Module (PIN) [VER10/07-08]
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER17/07-10]
Recognition (REC) [VER5/11-08]
Representative Office Module (REP) [VER2/07-10]
Supervision Module (SUP) [VER6/01-10]
Takeover Rules Module (TKO) [VER4/01-09]
Archive
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Rulemaking Instruments
Guidance Making Instruments
Tailored Handbooks for Islamic Finance
Media Releases
Notices
Regulatory Appeals Committee
Financial Markets Tribunal

Whole Section Print Print Manager Link


OSR App 4 Corporate Governance and Directors' Dealings
View whole sectionWhole Section PDF


Contents:
OSR A4.1 Application
OSR A4.1.1
OSR A4.2 Systems and controls
OSR A4.2.1
OSR A4.3 Part 1: Corporate governance
The governing body
Nomination committee
Audit committee
Financial reporting and disclosures
OSR A4.4 Part 2: Directors' dealing
Compliance
Prohibition on dealing
Clearance to deal
Interpretation of 'dealings' in this Part 2 of OSR App4