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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(2 versions)
Sep 1 2005 - Jan 3 2009Jan 4 2009 onwards

GEN A2.1.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) For the purposes of GEN Rule A2.1.1(1)(a), a SecurityG is:
(a) a ShareG ;
(b) a DebentureG ;
(c) a WarrantG ;
(d) a CertificateG ;
(e) a UnitG ; or
(f) a Structured ProductG .
(2) For the purposes of the requirements in PIBG , each DerivativeG specified in GEN Rule A2.1.3 is to be treated as a SecurityG .
[Added] DFSA RM62/2008 (Made 4th January 2009). [VER22/01-09]