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Jul 1 2006 - Jul 10 2010Jul 11 2010 onwards

PRS 5.2.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The Stabilisation ManagerG must ensure that the register contains either on a real-time or daily updated basis the following information:

(a) the names and contact details of all Stabilisation AgentsG appointed by him;
(b) details of the appointment of each Stabilisation AgentG , including the date of the appointment;
(c) the general terms and instructions (including details of the price floor and Stabilisation WindowG ) determined by the Stabilisation ManagerG for his Stabilisation AgentsG and the date and time of the communication, variation or revocation of that information and instructions;
(d) details of all correspondence passing between the Stabilisation ManagerG and his Stabilisation AgentG relating to the Price StabilisationG , including all instructions and variations or revocation of appointments;
(e) each and every transaction undertaken by the Stabilisation ManagerG and Stabilisation AgentG in the course of the Price StabilisationG , including not but limited to the following transaction details:
(i) the type of Eligible SecuritiesG ;
(ii) the price;
(iii) the size;
(iv) whether the transactions were undertaken on or off the central order book of the relevant Authorised Market InstitutionG ;
(v) the date and time;
(vi) details of the counterparty (if known); and
(vii) details of the allotment of the Eligible SecuritiesG .

Derived from DFSA RM21/2005 (Made 1st August 2005). [VER1/08-05]
[Amended] DFSA RM70/2010 (Made 11th July 2010). [VER3/07-10]