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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 1 2017 onwards

COB 2.3.6A

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of the reference in Rule 2.3.3(1)(a)(ii) to this RuleG , a PersonG is a 'service-based' Professional ClientG if:

(a) the Financial ServiceG being provided to the PersonG is Loan CrowdfundingG or Investment CrowdfundingG ; and
(b) the PersonG is a Body CorporateG and is using the service to borrow funds from lenders or to obtain funds from investors.
[Added] DFSA RMI202/2017 (Made 14th June 2017). [VER29/08-17]