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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
General Module (GEN) [VER46/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Apr 3 2016 onwards

GEN 10.1 Endorsements to hold client assets and insurance monies

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

GEN 10.1.1
Endorsement not required during transitional period
GEN 10.1.2
Grant of endorsement for Firms that already hold or control Client Assets
GEN 10.1.3
Grant of endorsement for Firms that already hold Insurance Monies
GEN 10.1.4
DFSA's powers not affected
GEN 10.1.5