Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Conduct of Business Module (COB) [VER34/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Apr 1 2015 onwards

COB 2.6.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG may continue to treat a PersonG as a Retail ClientG , Professional ClientG , or Market CounterpartyG , as the case may be, without having to re-classify the PersonG under section 2.3:

(a) where the Authorised FirmG was treating that PersonG as such a ClientG (including under a waiver or modification in force) immediately prior to 1 April 2015; and
(b) with regard to the Financial Services carried on with or for that ClientG prior to that date.
Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]