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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
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Financial Markets Tribunal
Archive

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  Versions
(2 versions)
 
Apr 1 2015 - Jan 31 2017Feb 1 2017 onwards

COB 2.3.2



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must classify as a Retail ClientG any PersonG who is not classified as a Professional ClientG or a Market CounterpartyG .

Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]