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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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Consultation Papers
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DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Aug 21 2014 onwards

AMI 4.4.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Pursuant to Article 23(2)(f)(ii) and (iii) of the Regulatory LawG , the DFSAG prescribes the Regulatory FunctionG s of an Authorised Market InstitutionG as those functions which directly contribute to the satisfaction by the Authorised Market InstitutionG of its Licensing RequirementsG .

[Added] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]