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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Regulatory Law
Part 3: Licences, Authorisation and Registration
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 21 2014 onwards

41B. General prohibition against misconduct

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To view past versions of this module in PDF format, please visit the Archive.

(1) A person must not, in or from the DIFC, engage in conduct in connection with a Financial Product or a Financial Service that is:
(a) misleading or deceptive or likely to mislead or deceive;
(b) fraudulent; or
(c) dishonest.
(2) The DFSA shall make Rules prescribing what constitutes a Financial Product for the purposes of Article 41B(1).
(3) Nothing in this Article limits the scope or application of any other provision in legislation administered by the DFSA.