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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(3 versions)

Auditor Module (AUD) [VER3/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Part 1 Introduction
AUD 1 Application and Definitions
Part 2 Registered Auditors and Audit Principals
AUD 2 Registration
AUD 3 Suspension and Withdrawal of Registration
AUD 4 General Obligations
Part 3 Appointment and Resignation of Auditor and Conduct of Audits
AUD 5 Appointment and Resignation of Auditor
AUD 6 Conduct of Audits and Preparation of Audit Reports
AUD App 1 Regulatory Returns Auditors Report
AUD A1.1.1
AUD A1.1.2
AUD App 2 Client Money Auditor's Report
AUD A2.1.1
AUD App 3 Insurance Monies Auditor's Report
AUD A3.1.1
AUD App 4 Safe Custody Auditor's Report
AUD A4.1.1
AUD App 5 Fund Auditor's Report
AUD A5.1.1
AUD App 6 Public Listed Company Auditor's Report
AUD A6.1.1