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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER44/07-19]
GEN 2 Financial Services
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Aug 21 2014 - Jan 31 2017Feb 1 2017 onwards

GEN 2.28.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) In GEN Rule 2.2.2, Arranging CreditG and Advising on CreditG means:
(a) making arrangements for another PersonG , whether as principal or agent, to borrow money by way of a Credit FacilityG ; or
(b) giving advice to a PersonG in his capacity as a borrower or potential borrower or as agent for a borrower or potential borrower on the merits of his entering into a particular Credit FacilityG .
(2) Advice in (1)(b) includes a statement, opinion or report:
(a) where the intention is to influence a PersonG , in making a decision, to enter into a particular Credit FacilityG ; or
(b) which could reasonably be regarded as being intended to have such an influence.
[Added] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]