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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 5 2012 onwards

REC 3 General Provisions

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

REC 3.1 Application
REC 3.1.1
REC 3.2 Supervisory approach
REC 3.2 Guidance
REC 3.3 Core information
REC 3.3.1
REC 3.4 Reporting
REC 3.4.1
REC 3.4.2
REC 3.4.3
REC 3.4.4
REC 3.4.5 Suspected Market Abuse
REC 3.5 Annual report
REC 3.5.1
REC 3.5.2
REC 3.5.3 [Deleted]
REC 3.6 Communication with and notification to the DFSA
REC 3.6.1
REC 3.6.2 [Deleted]
REC 3.6.2