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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 14 2013 onwards

AMI 5.10.3

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised Market InstitutionG must not appoint any PersonG as a third party custodian unless that PersonG :

(a) is appropriately authorised under its LicenceG or subject to regulation and supervision by a Financial Services RegulatorG acceptable to the DFSAG for the activity of deposit taking or providing custody and depository services; and
(b) is prohibited from appointing sub-custodians except where the subcustodians meet the requirements in (a).
Derived from RM118/2013 [VER15/07-13]