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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Authorised Market Institutions (AMI) [VER18/02-17]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Jul 14 2013 onwards

AMI 5.4.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Without limiting the generality of the obligations under section 5.2 of GEN, an Authorised Market InstitutionG must take all reasonable steps to ensure that any conflicts of interest, including those:

(a) between itself and its shareholders, MembersG or other users of its facilities; and
(b) between its MembersG and other users of its facilities, and, among themselves,

are promptly identified and then prevented or managed, or disclosed, in a manner that does not adversely affect the sound functioning and operation of the Authorised Market InstitutionG .

Derived from RM118/2013 [VER15/07-13]