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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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(1 version)
Jul 14 2013 onwards

AMI 4.3.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised Market InstitutionG proposing to make material changes to its existing arrangements to meet the Licensing RequirementsG must provide to the DFSAG a notice setting out:
(a) the proposed change;
(b) the reasons for the proposed change; and
(c) what impact the proposed change might have on its ability to discharge its Regulatory FunctionsG .
(2) The notice referred to in (1) must, subject to (3), be submitted to the DFSAG at least 30 days before the proposed change is expected to come into effect.
(3) The DFSAG may, in circumstances where a material change to existing arrangements is shown on reasonable grounds to be urgently needed, accept an application for approval of such a change on shorter notice than the 30 days referred to in (2).
Derived from RM118/2013 [VER15/07-13]