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  Versions
(1 version)
 
Jul 14 2013 onwards

AMI 4.2.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised Market InstitutionG must have adequate arrangements both at the time a LicenceG is granted and at all times thereafter to meet the applicable Licensing RequirementsG as specified in (2).
(2) The Licensing RequirementsG are:
(a) the general requirements specified in chapter 5, which are applicable to all Authorised Market InstitutionsG ;
(b) the additional requirements specified in chapter 6, which are applicable to an Authorised Market InstitutionG Operating an ExchangeG ; and
(c) the additional requirements specified in chapter 7, which are applicable to an Authorised Market InstitutionG Operating a Clearing HouseG .
(3) Where an Authorised Market InstitutionG operates a Multilateral Trading FacilityG pursuant to an endorsement on its LicenceG , the Licensing RequirementsG specified in (2)(a) and (b) apply with respect to the operation of such a facility as if that facility is an ExchangeG .
Derived from RM118/2013 [VER15/07-13]