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Authorised Market Institutions (AMI) [VER18/02-17]

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Part 1 Introduction
AMI 1 Application, Interpretation and Overview
Part 2 Application and Authorisation
AMI 2 Application for a Licence or Endorsement
AMI 3 Authorisation
Part 3 Licensing Requirements
AMI 4 General
AMI 5 General Licensing Requirements Applicable to all Authorised Market Institutions
AMI 6 Additional Licensing Requirements for Operating an Exchange
AMI 7 Additional Licensing Requirements for Operating a Clearing House
Part 4 Other Requirements
AMI 8 Controllers
AMI 9 Supervision of Authorised Market Institutions
AMI 10 Withdrawal of a Licence
AMI 11 Appeals from Authorised Market Institution Decisions
AMI 12 Transition and Saving
AMI App 1 Testing of Technology Systems
AMI A1.1 Application
AMI A1.2 Testing of Technology Systems
AMI A1.3 Testing Relating to Members' Technology Systems
AMI App 2 Use of Price Information Providers
AMI A2.1 Application
AMI App 3 Contract Delivery Specifications
AMI A3.1 Application
AMI A3.2 Deliverability of the Underlying Commodity