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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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GEN 5.3.13

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised PersonG must establish and maintain an internal audit function with responsibility for monitoring the appropriateness and effectiveness of its systems and controls.
(2) The internal audit function must be independent from operational and business functions.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]