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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER15/07-18]
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Jul 14 2013 - Oct 28 2018Oct 29 2018 onwards

AML 14.4.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Relevant Person must document, and provide to the DFSAG immediately on request, any of the following:

(a) the risk assessment of its business undertaken under Rule 5.1.1;
(b) how the assessment in (a) was used for the purposes of complying with Rule 6.1.1(1);
(c) the risk assessment of the customer undertaken under Rule 6.1.1(1)(a); and
(d) the determination made under Rule 6.1.1(1)(b).
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]