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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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GEN 5.2.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised PersonG must allocate to the Senior Executive OfficerG or to the individual holding equivalent responsibility for the conduct for the Authorised Person'sG business or the Governing BodyG , the functions of:

(a) dealing with the apportionment of responsibilities; and
(b) overseeing the establishment and maintenance of systems and controls.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]