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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER44/07-19]
GEN 2 Financial Services
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GEN 2.17.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

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(1) In GEN Rule 2.2.2, Operating an ExchangeG means operating a facility which functions regularly and brings together multiple third party buying and selling interests in InvestmentsG , in accordance with its nondiscretionary rules, in a way that can result in a contract in respect of InvestmentsG admitted to trading or traded on the facility.
(2) The facility referred to in (1) may be organised on a temporary or permanent basis and can be an order driven system, a quote driven system or a hybrid of such systems that enables the market to operate electronic trading or trading by other means.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]
[Amended] DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]