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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 4.15.6

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Where an Authorised Firm'sG Trading BookG ExposureG to a CounterpartyG or to a group of Closely RelatedG CounterpartiesG or to a group of Connected CounterpartiesG , on its own or when added to any Non-Trading BookG ExposureG , is likely to exceed 25% of its Capital ResourcesG , the Authorised FirmG must immediately give the DFSAG written notice, explaining the nature of its Trading BookG ExposureG and seeking specific guidance from the DFSAG regarding the prudential treatment of any such ExposureG .

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]