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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
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Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 4.15.5



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Subject to IFR Rule 5.4.15, an Authorised FirmG must ensure that ExposuresG in its Non-Trading BookG and, subject to PIB Rule 4.15.6, Trading BookG to a CounterpartyG or to a group of Closely RelatedG CounterpartiesG or to a group of Connected CounterpartiesG , after taking into account the effect of any eligible Credit RiskG mitigations, do not exceed 25% of its Capital ResourcesG .

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]