Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]

Authorised Market Institutions (AMI) [VER18/02-17]

Auditor Module (AUD) [VER3/02-17]

Conduct of Business Module (COB) [VER33/07-19]

Collective Investment Rules (CIR) [VER25/07-19]

Fees Module (FER) [VER20/02-19]

Fund Protocol Rules (FPR) [VER1/02-19]

General Module (GEN) [VER44/07-19]

Glossary Module (GLO) [VER44/07-19]

Islamic Finance Rules (IFR) [VER13/12-18]

Markets Rules (MKT) [VER15/07-19]

Price Stabilisation Module (PRS) [VER7/04-18]

Prudential — Insurance Business Module (PIN) [VER15/01-18]

Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]

PIB 1 Application, Interpretation and Categorisation

PIB 2 General Requirements

PIB 3 Part 1 — Application

PIB 3 Part 2 — Basic Requirements

PIB 3 Part 3 — Calculating the Capital Requirement

PIB 3 Part 4 — Calculating Capital Resources

PIB 3.10 Application

PIB 3.11 Calculation of Capital Resources

PIB 3.12 Tier 1 capital (T1 Capital)

PIB 3.13 Common Equity Tier 1 capital (CET1 Capital)

PIB 3.14 Additional Tier 1 Capital (AT1 Capital)

PIB 3.15 Tier 2 capital (T2 Capital)

PIB 3.16 Minority Interests and Instruments Issued by Subsidiaries

Minority Interests that Qualify for Inclusion in Consolidated CET1 Capital

Qualifying AT1, T1, T2 Capital and Qualifying Own Funds

Qualifying AT1 and T2 Capital Issued by a Special Purpose Entity

Qualifying T1 Capital Instruments Included in Consolidated T1 Capital

Qualifying T1 Capital Included in Consolidated AT1 Capital

PIB 3.16.7

Qualifying Capital Resources Included in Consolidated Capital Resources

Qualifying Capital Resources Instruments Included in Consolidated T2 Capital

PIB 3.17 Qualifying Holdings Outside the Financial Sector

PIB 3 Part 5 — Calculating the Leverage Ratio

PIB 4 Credit Risk

PIB 5 Market Risk

PIB 6 Operational Risk

PIB 7 Interest Rate Risk in the Non-Trading Book

PIB 8 Group Risk

PIB 9 Liquidity Risk

PIB 10 Supervisory Review and Evaluation Processes

PIB 11 Disclosure Requirements

PIB App1 Categories of Authorised Firms

PIB App2 General Requirements

PIB App3 Capital

PIB App4 Credit Risk

PIB App5 Market Risk

PIB App6 Calculating the Operational Risk Capital Requirement

PIB App7 Not Used

PIB App8 Not Used

PIB App9 Liquidity

PIB App10 Supervisory Review and Evaluation Processes

PIB App11 Public Disclosure Requirements

Recognition (REC) [VER12/01-18]

Representative Office Module (REP) [VER10/04-18]

Takeover Rules Module (TKO) [VER7/02-16]

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19] > PIB 3 Capital > PIB 3 Part 4 — Calculating Capital Resources > PIB 3.16 Minority Interests and Instruments Issued by Subsidiaries > Qualifying T1 Capital Included in Consolidated AT1 Capital > PIB 3.16.7

Qualifying T1 Capital Included in Consolidated AT1 Capital

Qualifying Capital Resources Included in Consolidated Capital Resources

Versions
(1 version)

Dec 9 2012 onwards

PIB 3.16.7

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised Firm^G must determine the amount of qualifying T1 Capital of a Subsidiary^G that is included in consolidated AT1 Capital by subtracting from the qualifying T1 Capital of that Subsidiary^G included in consolidated T1 Capital, the minority interests of that Subsidiary^G that are included in consolidated CET1 Capital.

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]

Qualifying T1 Capital Included in Consolidated AT1 Capital

Qualifying Capital Resources Included in Consolidated Capital Resources