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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
PIB 3 Capital
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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 3.14.7



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of PIB Rule 3.14.4(c) and (d), an Authorised FirmG must make the deductions in accordance with the following:

(a) the holdings in the Trading BookG of the capital instruments of Relevant EntitiesG must be calculated on the basis of the net long position in the same underlying ExposureG provided the maturity of the short position matches the maturity of the long position or has a residual maturity of at least one year; and
(b) the amount to be deducted for indirect holdings in the Trading BookG of the capital instruments of Relevant EntitiesG that take the form of holdings of index SecuritiesG must be determined by calculating the underlying ExposureG to the capital instruments of the Relevant EntitiesG in the indices.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]