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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
PIB 3 Capital
PIB 3 Part 4 — Calculating Capital Resources
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 3.13.13

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of PIB Rule 3.13.7(g) and (h), an investment by an Authorised FirmG in a Relevant Entity must be considered as a significant investment if it meets any of the following conditions:

(a) the Authorised FirmG owns more than 10% of the CET1 Capital instruments issued by that entity;
(b) the Authorised FirmG has Close LinksG with that entity and owns CET1 Capital instruments issued by that entity; and
(c) the Authorised FirmG owns CET1 Capital instruments issued by that entity and the entity is not included in consolidation pursuant to PIB chapter 8 but is included in the same accounting consolidation as the Authorised FirmG for the purposes of financial reporting under the International Financial Reporting StandardsG .
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]