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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
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Dec 9 2012 - Dec 31 2017Jan 1 2018 onwards

PIB 3.4.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The Capital RequirementG for an Authorised FirmG is calculated, subject to (2), as the highest of:
(a) the applicable Base Capital RequirementG ;
(b) the Expenditure Based Capital MinimumG ; or
(c) its Risk Capital RequirementG plus applicable Capital Buffer Requirements.
(2) Where the Authorised FirmG has an ICR imposed on it then the Capital RequirementG is its ICR plus Risk Capital Requirement plus applicable Capital Buffer Requirements.G
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]