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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 2.3.4



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The submission of any return must be accompanied by a Form B100 (Declaration by Authorised FirmsG ) signed by the Authorised FirmG in the manner set out in (2) or (3) as applicable.
(2) In relation to an annual return the form must be signed by two officers of the Authorised FirmG each of whom is a DirectorG , PartnerG or individual previously approved by the DFSAG for that purpose.
(3) In relation to a quarterly return the form must be signed by one officer of the Authorised FirmG who is a DirectorG , PartnerG or individual previously approved by the DFSAG for that purpose.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]