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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 2.2.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must have a Trading BookG if:

(a) it has positions that must be included in a Trading BookG in accordance with PIB section A2.1 of PIB App2;
(b) those positions are held with trading intent in accordance with PIB Rule A2.1.5; and
(c) the total value of the positions eligible for inclusion in the Trading BookG pursuant to (a) and (b):
(i) normally exceeds $15 million or 5% of its combined on and off-balance sheet positions; or
(ii) has exceeded $20 million or 6% of its combined on and off-balance sheet positions at any time in the preceding twelve month period.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]