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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 1.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This module (PIB) applies to every Authorised FirmG other than:
(a) an InsurerG ;
(b) a Representative OfficeG ; and
(c) a Credit Rating AgencyG .
(2) The RulesG in PIBG apply to an Authorised FirmG in accordance with its CategoryG determined under PIB section 1.3.
(3) Where a chapter, part or section of PIBG applies to a limited scope of CategoriesG of Authorised FirmG , the term "Authorised FirmG " used in those provisions is to be read accordingly.
(4) The RulesG in PIBG apply to the whole business of an Authorised FirmG except in relation to Client AssetsG and Insurance MoneyG that are held or controlled by an Authorised FirmG which are not included in any prudential calculation.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]