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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 9 The Listing Rules

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

MKT 9.1 Application
MKT 9.1.1
MKT 9.2 The Listing Principles
MKT 9.2 Guidance
Principle 1
Principle 2
Principle 3
Principle 4
Principle 5
Principle 6
MKT 9.3 General Eligibility Requirements
Audited Financial Statements
Working Capital
General Suitability
Management Experience and Expertise
Controlling Shareholder
Conflicts of Interest
Validity and Transferability
Market Capitalisation
Shares in Public Hands
Whole Class to be Listed
Depository Receipts
MKT 9.4 Application for Admission to the List
Listing Application
Documents to be provided 48 hours in advance
Documents to be Provided on the Day
Documents to be Kept
MKT 9.5 Determination of applications and references
MKT 9.5 Guidance
MKT 9.6 Suspending, Delisting and Restoring a Listing
MKT 9.6 Guidance
Suspending Securities from the Official List of Securities
MKT 9.7 Continuing Obligations
MKT 9.7 Guidance
Information and Facilities for Shareholders
Shares in Public Hands
Admission to Trading
Purchase of own Shares
Other Ongoing Requirements
Security Specific Disclosures
MKT 9.8 Provision of Information to the DFSA
MKT 9.8.1
Disclosure Requirements
Notification of Documents Sent to Shareholders
Contact Details